Robert David Bestwick

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-20
NJ	RA	APPROVED	2020-12-23
PA	RA	APPROVED	2015-07-15
TX	RA	APPROVED	2015-07-15

NY RA
APPROVED

Since 2021-06-20
NJ RA
APPROVED

Since 2020-12-23
PA RA
APPROVED

Since 2015-07-15
TX RA
APPROVED

Since 2015-07-15

Branch Locations

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2015	Present
Bank Of America, N.A.	New York	NY	09/2015	Present

07/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
09/2015 → Present

Bank Of America, N.A.

New York, NY

Previous Registrations

2009-01-21 → 2015-07-31

Barclays Capital Inc.

New York, NY
2008-02-14 → 2008-10-15

Lehman Brothers Inc.

New York, NY

New York, NY

New York, NY

Other Businesses

I*89779 For-Profit Name: Walkers Point Property Investments LLC Invest related: N Address: Princeton, NJ 8540,Position: Family Held, Start: 12/12/2012 hours: 1 hour(s) Quarterly hours during trading: 0Duties: Entity set up to hold property gifted from my mother to her children I*83462FOR-PROFIT NAME: S BESTWICK PARTNERS LLC INVEST RELATED: Y ADDRESS:PRINCETON, NJ 08540,POSITION: FAMILY HELD, START: 12/12/2011 HOURS: 1 HOUR(S) ANNUALLY HOURS DURING TRADING: 0DUTIES: MANAGER OF THIS LLC I*83461 FOR-PROFIT NAME : TUCKERTON COURT LLCINVEST RELATED: Y PRINCETON, NJ 08540 ,POSITION: OWNER, START: 12/12/2011 HOURS : 1 HOUR(S) MONTHLY HOURS DURING TRADING: 0DUTIES: FAMILY OWNED INVESTMENT VEHICLE. PREVIOUSLY OWNED REAL ESTATE WHICH WAS SOLD IN 2014. NOW JUST AN INVESTMENT VEHICLE OWNED BY MY SISTERS AND TRUST FOR THE BENEFIT OF MY LATE BROTHERS CHILDREN. I*89778 For-Profit Name: R Bestwick Investments LLCInvest related: Y Princeton, NJ 08540, Position: Family Held, Start: 12/12/2012 hours : 1 hour(s) Quarterly hours during trading: 0Duties: Family holding company to hold investments given to trusts for the benefit of my mothers children. I*83457 For-Profit Name : Walkers Point Partners LLCInvest related: Y, Princeton, NJ 08540,Position: Family Held, Start: 12/12/2011 hours: 4 hour(s) Monthly hours during trading: 0Duties: personal holding company owned by me and siblings and trust for the benefit of my late brothers children. I*426718, For Profit, Name : R B Investments LLC, Princeton, NJ 08540, Invest Related:No, Position:Owner, Start :12/12/2012 Hours: Hours during trading: Duties:Family holding company. I* 415393 Name: Walkers Point Partners LLC, Princeton, NJ,08540Invest Related: NO Position: Owner Start:12/12/2011 No Hours: MonthlyNo Hours during trading: 0Duties:Family Holding Company I*2194322, , Name : R E B, : Palm Beach Gardens, Fl, 33418, Investment Related: N, Position: POA, State: 11-Feb-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*3285265, , Name : Q T. B 1999 Irrevocable Trust, Princeton, NJ, 08540, Invest Related: N, Position: Trustee, State: 12/12/2025, Hours: 1 Monthly, Hours during Trading: 0 Monthly, Duties: I*4909272, , Name: R B Estate, Princeton , NJ, 08540, Invest Related: N, Position: Executor, Start: 07/13/2026, Hours: 2 Weekly, Hours during Trading: 1 Weekly, Duties: I*4909273, Name: R B Revocable Trust,Princeton, NJ, 08540, Invest Related: N, Position: Co-Trustee, Start: 07/13/2026, Hours: 2 Weekly, Hours during Trading: 2 Weekly, Duties: I*4909275, Name: R D B TTEE N L.B. T TTEE U/A DTD 06/12/2012 , Princeton, NJ, 08540, Invest Related: N, Position: Co-Trustee, Start: 07/13/2026, Hours: 2 Weekly, Hours during Trading: 2 Weekly, Duties: I*4909276, Name : R D B TTEE N L.B. TI TTEE U/A DTD 06/12/2012 , Princeton , NJ, 08540, Invest Related: N, Position: Co-Trustee, Start : 07/13/2026, Hours: 2 Weekly, Hours during Trading: 2 Weekly, Duties: I*4909277, Name: R D B TTEE C B C TTEE U/A DTD 12/10/1999 , Princeton, NJ, 08540, Invest Related: N, Position: Co-Trustee, Start : 07/13/2026, Hours: 2 Weekly, Hours during Trading: 2 Weekly, Duties: I*4909278, Name: R D B TTEE N L.B. T TTEE U/A DTD 06/12/2012 , Princeton, NJ, 08540, Invest Related: N, Position: Co-Trustee, Start: 07/13/2026, Hours: 2 Weekly, Hours during Trading: 2 Weekly, Duties: I*4909279, Name: R D B TTEE C B C TTEE U/A DTD 06/12/2012 , Princeton, NJ, 08540, Invest Related: N, Position: Co-Trustee, Start : 07/13/2026, Hours: 2 Weekly, Hours during Trading: 2 Weekly, Duties: I*4909280, Name: R D B TTEE N L.B. T TTEE U/A DTD 06/12/2012, Princeton, NJ, 08540, Invest Related: N, Position: Co-Trustee, Start : 07/13/2026, Hours: 2 Weekly, Hours during Trading: 2 Weekly, Duties: I*5243277, Name R D B TTEE C B C TTEE U/A DTD 06/12/2012 , Princeton, NJ, 08540, Invest Related: N, Position: Co-Trustee, Start: 08/03/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-28
S63	Uniform Securities Agent State Law Examination	1988-04-08