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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2021-11-08
TX RA APPROVED_RES 2021-11-08
  • NM RA
    APPROVED
    Since 2021-11-08
  • TX RA
    APPROVED_RES
    Since 2021-11-08

Branch Locations

4121 Eubank Blvd Ne, Albuquerque, NM 87111 • United States

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tds Group Inc Albuquerque NM 04/2009 Present
Cetera Advisor Networks Llc El Segundo CA 08/2008 11/2016
Gradient Securities Llc Arden Hills MN 11/2016 11/2021
Lrs Office Llc Albuquerque NM 01/2021 Present
United Planners Financial Services Scottsdale AZ 11/2021 Present
Kenneth L Bowers Albuquerque NM 12/1989 Present
  • 04/2009 → Present
    Tds Group Inc
    Albuquerque, NM
  • 08/2008 → 11/2016
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 11/2016 → 11/2021
    Arden Hills, MN
  • 01/2021 → Present
    Lrs Office Llc
    Albuquerque, NM
  • 11/2021 → Present
    United Planners Financial Services
    Scottsdale, AZ
  • 12/1989 → Present
    Kenneth L Bowers
    Albuquerque, NM
Previous Registrations
  • 2016-11-09 → 2021-11-08
    Arden Hills, MN
    Arden Hills, MN
    Albuquerque, NM
  • 2008-08-13 → 2016-11-11
    Cetera Wealth Services, Llc
    Citrus Heights, CA
    Albuquerque, NM
  • 2003-08-26 → 2008-08-13
    Pension Planners Securities, Inc.
    Citrus Heights, CA
    Albuquerque, NM
    Albuquerque, NM
Other Businesses

1.) LIFETIME RETIREMENT STRATEGIES - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - ALBUQUERQUE, NM - SINCE 07/2009 - INVESTMENT RELATED 2.) TDS GROUP INC. - PRESIDENT - THIS CORPORATION ONLY ACCEPTS RENEWAL BUSINESS WRITTEN PRIOR TO 2015. IT HAS NO OTHER CURRENT USE - ALBUQUERQUE, NM - SINCE 04/2009 - INVESTMENT RELATED 3.) KENNETH L BOWERS - LIFE INSURANCE AGENT - NON-VARIABLE INSURANCE - ALBUQUERQUE, NM - SINCE 12/1989 - INVESTMENT RELATED 4.) LRS OFFICE LLC - MEMBER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - ALBUQUERQUE, NM - SINCE 12/2020 - INVESTMENT RELATED 5.) CERTIFIED EXIT PLANNING ADVISOR CEPA - CEPA - CONSULTING SERVICES - ALBUQUERQUE, NM - SINCE 06/2025 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-16
S63 Uniform Securities Agent State Law Examination 1989-04-10
  • S65 Uniform Investment Adviser Law Examination
    2003-06-16
  • S63 Uniform Securities Agent State Law Examination
    1989-04-10

View on SEC IAPD

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