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Thomas John Flynn

Russell Investments

Washington, DC

Seattle, WA

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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2011-07-19
WA RA APPROVED 2011-01-10
  • DC RA
    APPROVED
    Since 2011-07-19
  • WA RA
    APPROVED
    Since 2011-01-10

Branch Locations

Washington, DC • United States

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Investments Seattle WA 01/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-05
S63 Uniform Securities Agent State Law Examination 1999-07-09
  • S66 Uniform Combined State Law Examination
    2000-10-05
  • S63 Uniform Securities Agent State Law Examination
    1999-07-09
Other Names
  • Thomas Flynn

View on SEC IAPD

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