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One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 1997-08-18 |
Branch Locations
One Williams Center, Tulsa, OK 74172 • United States
499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bokf, Na | Tulsa | OK | 09/1991 | Present |
| Bok Financial Securities, Inc. | Tulsa | OK | 05/1995 | Present |
| Cavanal Hill Distributors, Inc. | Tulsa | OK | 04/2015 | Present |
BOARD MEMBER CAVANAL HILL MUTUAL FUNDS, INVESTMENT-RELATED; CHAIRMAN CAVANAL HILL INVESTMENT MANAGEMENT, INVESTMENT-RELATED; PRESIDENT & CEO BOSC AGENCY, INC.; EVP WEALTH MANAGEMENT OF BOKF, NA; CEO BOKF EQUITY, LLC; CHAIRMAN OF THE BOARD OF THE MILESTONE GROUP, INC., AN AFFILITATE OF BOSC, INC.; MEMBER OF BAKER UNIVERSITY BOARD OF TRUSTEES, NON-INVESTMENT RELATED, ONE MEETING/QUARTER, DUTIES CONSISTENT WITH TYPICAL BOARD MEMBERSHIP
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-23 |
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