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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 1997-08-18
  • OK RA
    APPROVED
    Since 1997-08-18

Branch Locations

One Williams Center, Tulsa, OK 74172 • United States

499 West Sheridan Avenue 25Th, 26Th And 27Th Floors, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bokf, Na Tulsa OK 09/1991 Present
Bok Financial Securities, Inc. Tulsa OK 05/1995 Present
Cavanal Hill Distributors, Inc. Tulsa OK 04/2015 Present
  • 09/1991 → Present
    Bokf, Na
    Tulsa, OK
  • 05/1995 → Present
    Tulsa, OK
  • 04/2015 → Present
    Cavanal Hill Distributors, Inc.
    Tulsa, OK
Other Businesses

BOARD MEMBER CAVANAL HILL MUTUAL FUNDS, INVESTMENT-RELATED; CHAIRMAN CAVANAL HILL INVESTMENT MANAGEMENT, INVESTMENT-RELATED; PRESIDENT & CEO BOSC AGENCY, INC.; EVP WEALTH MANAGEMENT OF BOKF, NA; CEO BOKF EQUITY, LLC; CHAIRMAN OF THE BOARD OF THE MILESTONE GROUP, INC., AN AFFILITATE OF BOSC, INC.; MEMBER OF BAKER UNIVERSITY BOARD OF TRUSTEES, NON-INVESTMENT RELATED, ONE MEETING/QUARTER, DUTIES CONSISTENT WITH TYPICAL BOARD MEMBERSHIP

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-06
S63 Uniform Securities Agent State Law Examination 1986-07-23
  • S65 Uniform Investment Adviser Law Examination
    1997-08-06
  • S63 Uniform Securities Agent State Law Examination
    1986-07-23

View on SEC IAPD

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