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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-08-11 |
| AR | RA | APPROVED | 2025-01-02 |
| CA | RA | APPROVED | 2025-01-02 |
| CO | RA | APPROVED | 2025-01-02 |
| DC | RA | APPROVED | 2025-01-02 |
| FL | RA | APPROVED | 2025-01-02 |
| MD | RA | APPROVED | 2025-01-02 |
| MI | RA | APPROVED | 2025-01-02 |
| MN | RA | APPROVED | 2025-01-02 |
| NJ | RA | APPROVED | 2025-01-02 |
| OK | RA | APPROVED | 2025-01-02 |
| OR | RA | APPROVED | 2025-01-02 |
| RI | RA | APPROVED | 2025-01-02 |
| SC | RA | APPROVED | 2025-01-02 |
| VT | RA | APPROVED | 2025-01-02 |
| WI | RA | APPROVED | 2025-01-02 |
| GA | RA | APPROVED | 2024-05-06 |
| UT | RA | APPROVED | 2024-04-29 |
| NY | RA | APPROVED | 2021-08-19 |
| AZ | RA | APPROVED | 2021-02-08 |
| IN | RA | APPROVED | 2021-01-21 |
| ME | RA | APPROVED | 2021-01-21 |
| VA | RA | APPROVED | 2021-01-21 |
| OH | RA | APPROVED | 2019-03-07 |
| NC | RA | APPROVED | 2017-05-11 |
| PA | RA | APPROVED | 2017-05-11 |
| TX | RA | APPROVED | 2017-05-11 |
| MA | RA | APPROVED | 2017-03-06 |
| NM | RA | APPROVED | 2016-11-04 |
| NH | RA | APPROVED | 2016-11-02 |
| CT | RA | APPROVED | 2016-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank, N.A. | Wilton | CT | 09/2016 | 02/2021 |
| Td Private Client Wealth Llc | Wilton | CT | 09/2016 | 02/2021 |
| None | Wilton | CT | 01/2015 | 09/2016 |
| Td Bank, N.A. | Hartford | CT | 02/2021 | Present |
| Td Private Client Wealth Llc | Hartford | CT | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-25 |
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