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Patricia Ann Cavicchia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwich, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-10-28
TX RA APPROVED_RES 2000-09-01
  • CT RA
    APPROVED
    Since 2005-10-28
  • TX RA
    APPROVED_RES
    Since 2000-09-01

Branch Locations

2 Pickwick Plz, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Westport CT 08/2000 Present
  • 08/2000 → Present
    Merrill Lynch Pierce Fenner & Smith
    Westport, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-21
S63 Uniform Securities Agent State Law Examination 1987-01-28
  • S66 Uniform Combined State Law Examination
    2004-10-21
  • S63 Uniform Securities Agent State Law Examination
    1987-01-28
Other Names
  • Patricia Ann Hogan
  • Patti Hogan

View on SEC IAPD

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