James Allen Neuenschwander

Current Employers

Employment History

• 09/2011 → 12/2018
  Gf Investment Services, Llc
  Sarasota, FL
• 09/2011 → 01/2019
  Global Financial Private Capital, Llc
  Sarasota, FL
• 09/2011 → Present
  Outlook Wealth Advisors, Llc
  Shenandoah, TX

Previous Registrations

• 2011-09-30 → 2019-01-10
  Global Financial Private Capital, Inc.
  The Woodlands, TX
  Sarasota, FL
  Shenandoah, TX
• 2006-07-10 → 2011-09-30
  Sanders Morris Llc
  The Woodlands, TX
  Houston, TX
  The Woodlands, TX
• 2005-11-04 → 2006-12-31
  Smh Capital Advisors Llc
  Houston, TX
  Houston, TX
• 2003-01-23 → 2006-05-18
  Miller-Green Financial Services Llc
  Houston, TX

Other Businesses

1.) CO-OWNER (WITH WIFE)OF A&S ENTERPRISES, A NON INVESTMENT RELATED WHOLESALE/RETAIL CONSUMER PRODUCTS DISTRIBUTION OF PRODUCTS AND SERVICES OFFERED BY AMWAY (FORMERLY QUIXTAR) AND MONA VIE FROM 1975 TO PRESENT. AVERAGE MONTHLY TIME DEVOTED IS 20 HOURS/MONTH IN RECRUITING, TRAINING & EDUCATION, ALMOST NONE OF WHICH IS DURING SECURITIES TRADING HOURS. 2.) ADDITIONAL OTHER BUSINESS: INDEPENDENT INSURANCE AGENT DOING BUSINESS AS OUTLOOK WEALTH ADVISORS. INSURANCE SIDE OF THE BUSINESS IS NON INVESTMENT RELATED ALTHOUGH ALL SERVICES ARE OFFERED THROUGH OUTLOOK WEALTH ADVISORS UMBRELLA. INS: LIFE, LTHC, DI, FIXED ANNUITIES. AGENT. START DATE 9/13/2011. 20HRS/MONTH DEVOTED TO ACTIVITY. 20HRS/MONTH DEVOTED TO ACTIVITY DURING TRADING HRS. 3.) Neuenschwander Properties, LLC, non-investment-related, 195 maple path place, Spring TX 77382, owner, started 9/13, business leases building space to tenants including Outlook Wealth Advisors, time spent is approximately 2 hours per month. 4.) Outlook Wealth Advisors, LLC; 250 Ed English Dr., Bldg 1 Ste A, Shenandoah, TX 77385; SEC Registered Investment Advisor; Start Date 6/29/2018; Investment Advisory Services; Investment Adviser Representative under RIA; 75% owner; Managing Director; Activities include client acquisition and service, portfolio and investment allocation decisions and marketing and operational decisions of the business; Dual Registration with GFPC for 180 days; Investment-Related; Spend 40 hours per week.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-20
• S63 Uniform Securities Agent State Law Examination
  1986-05-29

Designations

Other Names

• Allen Neuenschwander