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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-09 |
| IL | RA | APPROVED | 2016-10-31 |
Branch Locations
1000 Hart Rd Ste 105, Barrington, IL 60010 • United States
Rolling Meadows, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | Chicago | IL | 03/2001 | 10/2016 |
| Wells Fargo Advisors, Llc | Barrington | IL | 10/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Barrington | IL | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-30 |
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