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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2011-09-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Sarasota | FL | 05/1989 | Present |
1) Rosebay Realty Sarasota. Non-Investment related. Address: 1815 Osprey Ave. Sarasota, FL 34239. Real estate sales and referrals. Independent Contractor. Referral agent. 06/2014. Hours per month: 1. Representation of buyers and sellers of commercial and residential real estate. Consultation services pertaining to real estate transactions. 2) John Reven, non- Investment related. Address: 4577 Hamlets Grove Drive, Sarasota, FL 34235. Public performances. Principal/Musician. 06/26/2019. Hours per month: 10. Hours per month during none during Securities trading hours: Performance with various Bands, and individual musical performances.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-10-16 |
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