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Richard Clark

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-06-04
  • CT RA
    APPROVED
    Since 2007-06-04

Branch Locations

One Bryant Park Gbam - Global Ficc - Mbam - Public Municipal Mkts, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fresh Meadows Country Club Lake Success NY 01/1998 Present
Felix Contracting Corp. Mount Vernon NY 01/1998 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 Present
Bofa Securities, Inc. New York NY 05/2019 Present
  • 01/1998 → Present
    Fresh Meadows Country Club
    Lake Success, NY
  • 01/1998 → Present
    Felix Contracting Corp.
    Mount Vernon, NY
  • 03/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 05/2019 → Present
    Bofa Securities, Inc.
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-15
  • S63 Uniform Securities Agent State Law Examination
    1988-03-15
Other Names
  • Richard Michael Clark

View on SEC IAPD

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