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Martin Austin Northern

Sowell Management

Hot Springs, AR

North Little Rock, AR

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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-08-20
  • AR RA
    APPROVED
    Since 2024-08-20

Branch Locations

Hot Springs, AR • United States

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Share Financial Services, Inc. Dallas TX 06/2013 12/2022
Brs Financial Llc Sachse TX 11/2013 08/2024
Sowell Management Hot Springs AR 07/2024 Present
  • 06/2013 → 12/2022
    Share Financial Services, Inc.
    Dallas, TX
  • 11/2013 → 08/2024
    Brs Financial Llc
    Sachse, TX
  • 07/2024 → Present
    Hot Springs, AR
Previous Registrations
  • 2014-06-13 → 2024-08-19
    Brs Financial Llc
    Little Rock, AR
    Little Rock, AR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-21
S63 Uniform Securities Agent State Law Examination 1986-06-27
  • S65 Uniform Investment Adviser Law Examination
    2014-02-21
  • S63 Uniform Securities Agent State Law Examination
    1986-06-27

View on SEC IAPD

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