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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
8241 S. Continental Divide Road, Littleton, CO 80127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lifetime Wealth Private Client Experience, Inc.(Cedrus) | Littleton | CO | 01/1999 | 03/2019 |
| Unemployed | Littleton | CO | 04/2019 | 06/2019 |
| Axa Advisors Llc | New York | NY | 06/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2019 | 01/2021 |
| Cedrus Llc | Littleton | CO | 02/2021 | 01/2022 |
| Cedrus Llc | Littleton | CO | 01/2022 | 12/2024 |
| Srs Capital Advisors, Llc | Denver | CO | 12/2024 | Present |
1. J ALEXANDER, 7871 DANTE DRIVE, LITTLETON, CO 80125; SOLE PROPRIETOR. FOR BUSINESS EXPENSES FOR PERSONAL TAX PURPOSES; START DATE 12/10/1998; APPROX. 2 HRS. PER MONTH; APPROX. $50,000 YEARLY COMPENSATION. 2. EDWARD H. ROSS ESTATE; EXECUTOR OF AN ESTATE OF A TRUST 3. FELLOWSHIP OF CHRISTIAN ATHLETES COLORADO SCHOOL OF MINES; BOARD MEMBER. ATTENDS MONTHLY BOARD MEETINGS AND ADVISES MINISTRTY. NOT FINANCIAL RELATED; START DATE 11/15/2005; APPROX. 10 HRS. PER MONTH; NO COMPENSATION. 4. ROSSFALLOON, 7871 DANTE DRIVE, LITTLETON, CO 80125; MANAGER OF MEN'S FLY FISHING CLUB. PAYS BILLS, COLLECT DUES FOR CLUB AND MANAGES PROPERTY; START DATE 03/25/2015; APPROX. 10 HRS. PER MONTH; NO COMPENSATION. 5. CERESCAN, 991 SOUTHPARK DRIVE, SUITE 200, LITTLETON, CO 80120; SHAREHOLDER OF PRIVATE STOCK OFFERING; START DATE 04/04/2016; NO HRS. PER MONTH; NO COMPENSATION. 6. SEI TRUST COMPANY; THIRD PARTY REFERRALS. PAYMENT IS MADE QUARTERLY AND DIRECLTY TO ME AS 1099 INCOME UNDER THE RIA LICENSE OF CEDRUS LLC 7. The Chateau Beaver Creek HOA; Not Investment Related; Colorado; HOA; Chairman of the HOA Finance Committee; Start Date 02/2024; Approx. 4-6 hours/month with 0 hours during securities trading hours; Oversee the comptroller and GMs accounting and audit practices.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-10 |
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