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Mertztown, PA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2025-01-14 |
Branch Locations
Dove Canyon, CA • United States
23046 Avenida De La Carlota Suite 600, Laguna Hills, CA 92653 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Glendale | CA | 02/2015 | 05/2017 |
| Park Avenue Securities | Glendale | CA | 02/2015 | 05/2017 |
| Guardian Life Insurance | Newport Beach | CA | 05/2017 | 11/2018 |
| Park Avenue Securities | Newport Beach | CA | 05/2017 | 11/2018 |
| Bell Insurance Solutions, Inc. | Laguna Hills | CA | 01/2016 | Present |
| Hamilton-Bates Investment Research, Inc. | Laguna Hills | CA | 01/2025 | Present |
Independent Insurance Agent; Agent; Selling fixed, health and voluntary benefit insurance; non-investment related; 7 Summitcrest, Dove Canyon, CA 92679; Started 3/2018; 5 hours per month, 0 during trading. Real Estate Broker; Referring broker; licensed to sell real estate, may introduce clients to another broker; 7 Summitcrest, Dove Canyon, CA 92679; Started 1/2004; 5 hours per month, 0 during trading. Small Business Development Corporation of OC; Board Member; 271 Sycamore St, Santa Ana, CA 92701; Started 6/2017; 1 hour monthly, 0 during trading. African Wealth Management, Inc.; Investment-related; 23046 Avenida De La Carlota, Suite 900, Laguna Hills, CA 92653; Nature of business: To market Africans and African Americans primarily; Title: President; Start: 09/14/2022; 80 hours per month; Duties: Source African and African American individuals and business owners, but not limited to that demographic. Kanyiri-Bell Upendo; Not investment-related; 23046 Avenida De La Carlota, Suite 600, Laguna Hills, CA 92653; Nature of business: Nonprofit for Assisted Living Facility in Kenya, Africa; Title: President; Start: 07/05/2024; 15 hours/month; Duties: We are sourcing grants to build an assisted living facility in Kenya where my wife is from.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-05-29 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-23 |
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