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Monica Ann Mccarthy

F L Putnam Investment Management Co.

Portsmouth, NH

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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-08-11
ME RA APPROVED 2026-07-17
NH RA APPROVED 2026-07-17
TX RA APPROVED 2026-07-17
  • MA RA
    APPROVED
    Since 2026-08-11
  • ME RA
    APPROVED
    Since 2026-07-17
  • NH RA
    APPROVED
    Since 2026-07-17
  • TX RA
    APPROVED
    Since 2026-07-17

Branch Locations

99 Bow Street Suite 300 East, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seascape Capital Management, Llc Portsmouth NH 04/2005 08/2026
F L Putnam Investment Management Co. Portsmouth NH 07/2026 Present
Previous Registrations
  • 2005-04-11 → 2026-08-28
    Seascape Capital Management,Llc
    Portsmouth, NH
    North Hampton, NH
  • 2004-03-03 → 2005-03-31
    Th&T Private Asset Management, Llc
    Boston, MA
  • 2001-05-07 → 2003-05-22
    Harvest Capital Management Inc
    Concord, NH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-05-22
  • S63 Uniform Securities Agent State Law Examination
    1986-05-22
Designations
Other Names
  • Monica Ann Diferdinando
  • Monica Ann Ness

View on SEC IAPD

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