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Current Employers
Greenwich Advisors, Llc

112 Mason Street, Greenwich, CT 06830 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-09
NY RA APPROVED 2025-12-15
  • AZ RA
    APPROVED
    Since 2026-02-09
  • NY RA
    APPROVED
    Since 2025-12-15

Branch Locations

Rio Verde, AZ • United States

New York, NY • United States

112 Mason Street, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Advisors Pound Ridge NY 07/1995 Present
Greenwich Advisors, Llc New York NY 11/2025 Present
  • 07/1995 → Present
    Independent Financial Advisors
    Pound Ridge, NY
  • 11/2025 → Present
    New York, NY
Previous Registrations
  • 2021-03-08 → 2025-12-31
    Independent Financial Advisors
    Rio Verde, AZ
    Pound Ridge, NY
Other Businesses

Independent Financial Advisors an SEC registered investment adviser (CRD 125758). This dual registration is intended during this temporary transition period of moving clients to this current firm, Greenwich Advisors.

Designations

View on SEC IAPD

More in Rio Verde, AZ

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