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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-19
FL RA APPROVED 1986-07-24
  • TX RA
    APPROVED_RES
    Since 2009-03-19
  • FL RA
    APPROVED
    Since 1986-07-24

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 04/1986 Present
Other Businesses

I*85084 For profit or not for profit: For-Profit Organization Name of outside business organization: Arital Remodeling, Inc Investment related: N Address of business: Boca Raton, Florida 33428 Nature of business: S-Corp, Position, title, association: Family Held, Start date of relationship: 1/1/2010 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Biz actually started in 1986. I pay the bills at home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-18
S63 Uniform Securities Agent State Law Examination 1986-09-16
  • S66 Uniform Combined State Law Examination
    2003-08-18
  • S63 Uniform Securities Agent State Law Examination
    1986-09-16
Other Names
  • Robin A Katz
  • Robin A Benlev

View on SEC IAPD

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