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Joseph A Alton Hawes

Corient

Tulsa, OK

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-07-01
TX RA APPROVED 2026-07-01
  • OK RA
    APPROVED
    Since 2026-07-01
  • TX RA
    APPROVED
    Since 2026-07-01

Branch Locations

2222 S. Utica Place Suite 300, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Advisors, Inc. Tulsa OK 05/2016 06/2026
Quasar Distributors, Llc Milwaukee WI 01/2018 12/2018
Corient Tulsa OK 06/2026 Present
  • 05/2016 → 06/2026
    Capital Advisors, Inc.
    Tulsa, OK
  • 01/2018 → 12/2018
    Quasar Distributors, Llc
    Milwaukee, WI
  • 06/2026 → Present
    Corient
    Tulsa, OK
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-03
S63 Uniform Securities Agent State Law Examination 1986-06-05
  • S65 Uniform Investment Adviser Law Examination
    1997-01-03
  • S63 Uniform Securities Agent State Law Examination
    1986-06-05
Other Names
  • Jow Hawes
  • Joe Hawes
  • Joseph Hawes
  • Joseph Alton Hawes
  • Joseph A Alton Hawes
  • Joseph Alton Hawes

View on SEC IAPD

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