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Susan Patti Wiener

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

West Palm Beach, FL

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-24
NY RA APPROVED 2021-07-27
FL RA APPROVED 2021-01-15
MD RA APPROVED 2009-11-25
  • TX RA
    APPROVED
    Since 2024-10-24
  • NY RA
    APPROVED
    Since 2021-07-27
  • FL RA
    APPROVED
    Since 2021-01-15
  • MD RA
    APPROVED
    Since 2009-11-25

Branch Locations

New York, NY • United States

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

West Palm Beach, FL • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Previous Registrations
  • 2003-07-22 → 2004-04-13
    Balis Lewittes & Coleman, Inc.
    New York, NY
Other Businesses

TRUSTEE FOR BROTHER'S TRUST FBO HIS KIDS; INV. RELATED; BOCA RATON, FL; START DATE 2018; 20 HRS PER MONTH/DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-19
S63 Uniform Securities Agent State Law Examination 1986-06-04
  • S65 Uniform Investment Adviser Law Examination
    2000-06-19
  • S63 Uniform Securities Agent State Law Examination
    1986-06-04
Designations
Other Names
  • Susan Patti Krevat

View on SEC IAPD

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