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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2004-05-07
  • CT RA
    APPROVED
    Since 2004-05-07

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

105 Prospect Avenue, Hartford, CT 06106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howard Finacial Planners,Inc. Hartford CT 07/1982 Present
Main St Management Wallingford CT 10/2000 Present
Nra Pistol Instuctor New Britain CT 06/1992 Present
  • 07/1982 → Present
    Howard Finacial Planners,Inc.
    Hartford, CT
  • 10/2000 → Present
    Main St Management
    Wallingford, CT
  • 06/1992 → Present
    Nra Pistol Instuctor
    New Britain, CT
Previous Registrations
  • 1993-02-11 → 2004-12-31
    Howard Financial Planners Inc.
    West Hartford, CT
Other Businesses

NRA PISTOL INSTUCTOR POSITION: INDEPENDANT CONTRACTOR NATURE: TEACH PISTOL SAFETY INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/12/1992 ADDRESS: 39 MILLS LANE, BLOOMFIELD CT 06002 DESCRIPTION: TEACHING SAFETY COURSE HOWARD BROTHERS HOLDING CO LLC POSITION: Co-Member NATURE: Owns Commercial Building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/2020 ADDRESS: 105 Prospect Ave, West Hartford CT 06106, United States DESCRIPTION: Mike Howard and I own 105 Prospect Ave West Hartford CT. We have one tenant which is our business, Howard Financial Corp IKA LLC POSITION: Owner/ Member NATURE: Instruction Martial Arts INVESTMENT RELATED: No NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 10 START DATE: 01/04/2009 ADDRESS: 39 Mills Lane, Bloomfield CT 06002, United States DESCRIPTION: Travel to Teach Seminars KOKONDO KARATE AND JUKIDO JUJUTSU ASSOCIATION LLC POSITION: Sole Member NATURE: Martial Arts Association INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/18/2022 ADDRESS: 39 Mills Lane, Bloomfield CT 06002, United States DESCRIPTION: None this LLC is to protect the name of the Association KOKONDO KARATE AND JUKIDO JUJITSU ASSOCIATION LLC POSITION: Sole Member NATURE: Martial Arts Association INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2018 ADDRESS: 39 Mills Lane, Bloomfield CT 06002, United States DESCRIPTION: None this LLC is simply to protect the Association's name. HOWARD FINANCIAL AND ASSOCIATES PLLC POSITION: Co-President CO-Member NATURE: Insurance/ Fixed Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/22/1978 ADDRESS: 105 Prospect Ave, West Hartford CT 06106, United States DESCRIPTION: Sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-11-30
  • S63 Uniform Securities Agent State Law Examination
    2000-11-30

View on SEC IAPD

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