Mark Alan Davy

Current Employers

Employment History

• 03/2007 → 05/2018
  Wunderlich Securities, Inc.
  Sarasota, FL
• 10/2018 → 09/2019
  Summit Brokerage Services, Inc.
  Sarasota, FL
• 10/2018 → 05/2021
  Summit Financial Group Inc
  Sarasota, FL
• 06/2018 → 10/2018
  Unemployed
  Sarasota, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-11-20 → 2021-05-20
  Summit Financial Group Inc
  Sarasota, FL
• 2007-03-01 → 2018-05-30
  B. Riley Wealth Management
  Memphis, TN
  Sarasota, FL
  Hartville, OH
• 2005-05-26 → 2007-03-01
  Capital Securities Of America, Inc.
  Sarasota, FL
  Sarasota, FL
• 1994-06-17 → 2004-03-11
  Ubs Financial Services Inc.
  Sarasota, FL

Other Businesses

1) SOUTHBAY INVESTMENT GROUP; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; DBA FOR B/D, RIA ACTIVITIES; OWNER; 12/01/2003; APPX 45 HOURS/MONTH; APPX 45 HOURS/MONTH DURING TRADING; FINANCIAL ADVISOR TO CLIENTS. BROKER DEALER AND ADVISORY CLIENTS. 2) NAME OF OTHER BUSINESS: DEWAR GROUP, INC.; INVESTMENT RELATED: NO; ADDRESS: 665 ORANGE AVENUE, SUITE 5 SARASOTA, FL 34236; NATURE OF BUSINESS: REAL ESTATE BROKERAGE; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SALE AND OR MANAGE REAL ESTATE TRANSACTIONS, RESIDENTIAL AND/OR COMMERCIAL PROPERTIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-07
• S63 Uniform Securities Agent State Law Examination
  1985-09-24