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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-29
  • IL RA
    APPROVED
    Since 2026-06-29

Branch Locations

1441 Waukegan Rd, Glenview, IL 60025-2120 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-12-23
  • IL RA
    APPROVED
    Since 2019-12-23

Branch Locations

Glenview 1441 Waukegan Road, Glenview, IL 60025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Chicago IL 03/2005 Present
Harris Investor Services, Inc Chicago IL 02/2007 11/2019
The Huntington Investment Company Glenview IL 12/2019 08/2023
The Huntington Investment Company Glenview IL 08/2023 Present
Ameriprise Financial Services, Llc Glenview IL 06/2026 Present
Previous Registrations
  • 2007-04-27 → 2019-11-14
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-13
S63 Uniform Securities Agent State Law Examination 1987-02-27
  • S65 Uniform Investment Adviser Law Examination
    2007-04-13
  • S63 Uniform Securities Agent State Law Examination
    1987-02-27

View on SEC IAPD

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