Best Investors Account Sign in

James Edward Jowers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-10-27
TX RA APPROVED_RES 1997-10-21
  • GA RA
    APPROVED
    Since 2004-10-27
  • TX RA
    APPROVED_RES
    Since 1997-10-21

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 03/1986 Present
Bank Of America, Na Atlanta GA 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-30
S63 Uniform Securities Agent State Law Examination 1986-06-18
  • S65 Uniform Investment Adviser Law Examination
    1994-08-30
  • S63 Uniform Securities Agent State Law Examination
    1986-06-18
Other Names
  • James Edward Jr Jowers
  • James E Jowers
  • James (Jay) E. Jowers

View on SEC IAPD

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor