Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-05-05 |
Branch Locations
Richardson, TX • United States
100 Crescent Court Suite 600, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Dallas | TX | 05/2009 | Present |
1)A-CLOSE-LOOK/460 S. PEACHTREE STREETNW NORCROSS GA 30071/MYSTERY SHOPPING CO.FOR THE RESTAURANT INDUSTRY/1 R. PER MONTH/I EXPERIENCE A DINNER AT THE RESTAURANT THEY ASSIGN AND THEY PAY FOR THE MEAL. 2)STEAK AND ALE REUNION / EFFORT FOR FIRST REUNION FOR CO THAT NO LONGER EXITS / 205 BRIDGE CNAYON CT RICHARDSON, TEXAS 75080 / ASSITING IN ORGANIZING THE EVENT / NON PROFIT / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS FOR THE COMPANY? NO / START DATE 02/01/2011 - 10/15/2011 / 8 HRS. PER MONTH. 4) St Jude Research Hospital / 501 St Jude Place Memphis,TN 38105 / Foundation/ Charities, Cultural, Educational & Political Organisations / fundraising for the hospital / Other / member of the Dallas fundraising committee / fundraising / Start Date 06/01/2016/ End Date 06/01/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-21 |
Reach out to this advisor