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Shelli L Davenport

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-08-13
TX RA APPROVED_RES 2019-08-13
  • OH RA
    APPROVED
    Since 2019-08-13
  • TX RA
    APPROVED_RES
    Since 2019-08-13

Branch Locations

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cincinnati OH 12/2014 11/2016
Wells Fargo Clearing Services, Llc Cincinnati OH 11/2016 07/2019
Ubs Financial Services Montgomery Road OH 07/2019 Present
  • 12/2014 → 11/2016
    Wells Fargo Advisors Llc
    Cincinnati, OH
  • 11/2016 → 07/2019
    Wells Fargo Clearing Services, Llc
    Cincinnati, OH
  • 07/2019 → Present
    Ubs Financial Services
    Montgomery Road, OH
Previous Registrations
Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; STATE OF OHIO; NOTARIZE DOCUMENTS; START DATE = 01/31/1992; ONE HOUR DEVOTED PER MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-21
  • S66 Uniform Combined State Law Examination
    2003-05-21
Other Names
  • Shelli Lynn Fiscus
  • Shelli Lynn Jones
  • Shelli L. Kahle
  • Shelli L. Jones
  • Shelli Lynn Davenport
  • Shelli L Bryant

View on SEC IAPD

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