James Michael Ortenzio

Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2012-07-10

NJ RA
APPROVED

Since 2012-07-10

Branch Locations

Snowmass Village, CO • United States

200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Equity Services, Inc.	Montpelier	VT	07/2012	Present
Nl Financial Alliance/National Life	Red Bank	NJ	07/2012	Present

07/2012 → Present

Equity Services, Inc.

Montpelier, VT
07/2012 → Present

Nl Financial Alliance/National Life

Red Bank, NJ

Previous Registrations

2012-01-11 → 2012-07-25

Oneamerica Securities, Inc.

Matawan, NJ

Indianapolis, IN
2002-07-31 → 2010-12-10

Msi Financial Services, Inc.

Short Hills, NJ

Other Businesses

*HORIZON BLUE CROSS BLUE SHIELD OF NEW JERSEY, OXFORD, AMERIHEALTH,FIXED LIFE, FIXED ANNUITIES, LTC: PACIFIC LIFE, HARTFORD (THROUGH THE PRODUCERS GROUP),P&C: COUCH BRAUNSDORF. INV REL *NL FINANCIAL ALLIANCE/NATIONAL LIFE INSURANCE COMPANY, 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ, INV REL,INS SALES, CO-GA, 07/2012 TO PRESENT, 160HRS/MO, DURING TRADE HRS *PARAMOUNT WEALTH GROUP. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INS., FIX LIFE, H, P&C. INV REL. INS SALES. PRESIDENT. 9/2012-PRESENT. 10 HRS/MO. DURING TRADE HRS *INTEGRATED FINANCIAL CONCEPTS. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. INSURANCE SALES. SALES AGENT. FEB 2015-CURRENT. 160 HRS/MO. DURING TRADE HRS *TEACHERS PENSION AND INSURANCE SERVICES. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. EDUCATING EDUCATION PROFESSIONALS AN THEIR RETIREMENT PORTFOLIOS. AREA DIRECTOR. JUNE 2016. 5 HRS/MO. DURING TRADE HRS *TEAM 94. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. AUGUST 2017. NOT INV REL. NON PROFIT COPR FOR AWARENESS OF CONDITIONS. BOARD MEMBER. SUPPORTING THE NON PROFIT WITH FUND RAISING TO DRIVE AWARENESS OF THE CONDITIONS. NOT HANDLING ACCOUNTS/FUNDS. NO COMP. NOT DURING TRADE HRS *PENSION EDUCATORS. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. OCT 2019. WORK WITH MUNICIPAL EMPLOYEES AS WELL AS POLICE/FIREFIGHTERS ON 457 OPTIONS/ENROLLMENTS AND INS RELATED PRODUCTS AVAILABLE TO THEM. GENERAL AGENT. RECRUIT AGENTS AND MANAGERS TO THESE MARKETS*BENEFIT MALL. 200 SCHULZ DR SUITE 125 RED BANK NJ. JAN 2020. INV REL. GROUP HEALTH SALES. BROKER. GA, RECEIVE OVERRIDES ON BUSINESS WRITTEN BY AGENTS. DURING TRADE HRS *OHIO NATIONAL FINANCIAL SERVICES. 200 SCHULZ DRIVE SUITE 125, RED BANK, NJ. INV REL. MAY 2020. DISABILITY INCOME PRODUCTS. BROKER. AS A GENERAL AGENT I RECEIVE OVERRIDES ON BUSINESS THAT IS WRITTEN BY OUR AGENTS. DURING TRADE HRS*INTEGRATED FINANCIAL CONCEPTS LLC DBA IFC BROKERAGE. 200 SCHULZ DR SUITE 125 RED BANK NJ. INV REL. NOV 2020. INS SALES. INS AGENT. BROKER FROM A NL AGENCY. DURING TRADE HRS. *WITHUM INSURANCE. 200 SCHULZ DR SUITE 125 RED BANK NJ. INV REL. DEC 2023. CONFERENCE CALL CONDUCTED TO DISCUSS FIXED INS OPPORTUNITIES WITH CLIENTS. AGENT. ONLY CONF CALLS TO DISCUSS MARKETING OPPORTUNITIES FOR FIXED INS W/CLIENTS. DURING TRADE HRS. *THE FORTIS AGENCY LLC. 200 SCHULZ DRIVE SUITE 125 RED BANK NJ. INV REL. AUG 2024. FIXED INSURANCE. BROKER. SALES AND SERVICE OF FIXED PRODUCTS DURING TRADE HRS.