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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

New York, NY • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

1285 Avenue Of The Americas 11Th Floor, New York, NY 10019 • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 06/1984 Present
Other Businesses

Simon Business School, University of Rochester / 500 Joseph C. WIlson Blvd Rochester,New York 14627 / Other/ Other Education / Education / Trustee / / Advisory / Start Date 8/31/2016/University /

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-06-29
  • S63 Uniform Securities Agent State Law Examination
    1990-06-29

View on SEC IAPD

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