Steven Keith Krogh

Current Employers

Employment History

• 09/1986 → Present
  Lpl Financial Llc
  Carlsbad, CA
• 05/2009 → Present
  The Wealth Advisors
  Carlsbad, CA

Other Businesses

1. 04/23/2007 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - Non-Variable Insurance - 10% TIME SPENT - outside fixed insurance. 2. 05/18/2009 - The Wealth Advisors - INV REL - Registered Investment Advisor - 5% TIME SPENT - Financial planning and advice for hourly and fixed fees. 3. 10/08/2010 - NON-VARIABLE INSURANCE, UNITED HEALTHCARE/LPL FINANCIAL, HEALTH INSURANCE SALES, 5%. 4. 01/19/2011 - Real Estate Rental - INV REL - NO TIME SPENT - Renting office space. 5. 09/30/2013 - NO BUSINESS NAME - IVN REL - Real Estate Rental - NO TIME SPENT - Single family house. Renter is not a client 6. 04/27/2015 - NO BUSINESS NAME - personal residence - Real Estate Rental - START 06/01/15 - 821 timber ct. McCall idaho 7. 10/19/2015 - Advanced Wealth Strategies, Inc. - INV REL - 5927 Balfour ct. ste 101 Carlsbad, ca 92008 - Business Entity For Tax/Investment Purposes Only - START 10/16/2015 - 10 HOURS PER MONTH, 2 DURING TRADING - All LPL revenue and outside insurance income. 8. 11/15/2017 - No Business Name - Investment Related - San Diego, CA - Real Estate Rental - Started 11/01/2017 - 0 Hours Per Month. 9. 6/15/2018 - Advanced Wealth Strategies Group, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/07/2018 - 40 Hours Per Month/40 Hours During Securities Trading. 10. 8/21/2018 - Palacio de Seaclusion - Investment Related - Villa 24 on Red Frog Beach - Real Estate Rental - Owner/Member of LLC - Start Date: 04/12/2012 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-09

Designations