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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-21 |
| TX | RA | APPROVED_RES | 2008-10-23 |
| OH | RA | APPROVED | 2008-10-20 |
Branch Locations
9825 Sawmill Pkwy, Powell, OH 43065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Upper Arlington | OH | 10/2008 | Present |
| Bank Of America, N.A. | Upper Arlington | OH | 05/2011 | Present |
I*2955 For profit or not for profit: Name of outside business organization: FLorida Rental Property Investment related: Address of business: Naples, Florida 34105 Nature of business: , Compensation for Activity: Position, title, association: , Start date of relationship: 12/16/2013 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-27 |
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