Mary Teresa Allen

Current Employers

Employment History

• 07/1992 → Present
  Royal Alliance Associates, Inc.
  Walnut Creek, CA

Previous Registrations

• 2009-03-16 → 2013-10-03
  Nwf Advisory Services Inc
  Walnut Creek, CA
  Los Angeles, CA
  Walnut Creek, CA
• 1999-10-19 → 2009-03-17
  Sterling Financial Services, Inc.
  Walnut Creek, CA

Other Businesses

1. MARY T. ALLEN ENHANCE WEALTH ADVISORS, NOT INVESTMENT RELATED; 700 YGNACIO VALLEY SUITE 200 WALNUT CREEK CA 94596, OWNER, STARTED 12/1987, 1 HOURS PER MONTH, 30 MIN DURING STH, INSURANCE SALES. 2.ROYAL ALLIANCE ADVISORY SERVICES; ADDRESS :700 YGNACIO VALLEY ROAD SUITE 200 WALNUT CREEK CA 94596, POSITION:IAR,; STARTDATE :01-JAN-1994, HOURS :90 SECURITYHOURS: 50; BRIEF DESCRIPTION OF DUTIES :FINANCIAL PLANNING, INVEST CLIENTS MONEY THROUGH BD ADVISORY PLATFORMS AND THIRD PARTY MONEY MANAGERS AS AN IAR OF THE CORP RIA. UPDATE ADDRESS ONLY. 3. FINANCIAL PLANNING ASSOCIATION POSITION: Member NATURE: The Financial Planning Association (FPA) is the largest membership organization for CFP professionals in the U.S. and also includes members who support the financial planning process. Working in alliance with academic leaders, legislative and regulatory bodies, financial services firms and consumer interest organizations, FPA helps connect all in our membership through a variety of unique and compelling ways INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1991 ADDRESS: 4100 E. Mississippi Avenue, Denver CO 80246 DESCRIPTION: I am a member of the Financial Planning Association. I do not hold any position, but attend 1-2 educational breakfasts per year. 4. EAST BAY COMMERCIAL REAL ESTATE WOMEN POSITION: Program Chair - Sponsorship NATURE: The East Bay Chapter of CREW Network, a group whose mission is to provide professional growth and business opportunities for women as influential leaders in the commercial real estate industry, promoting member's success by providing resources, recognition and networking. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 1201 Wakarusa Drive, Suite D, Lawrence KS 66049, United States DESCRIPTION: As Program Chair - Sponsorship Committee , I work with the sponsorship committee who solicit members for sponsorship opportunities in the organization. All sponsorship dues are paid directly to the national organization. The Sponsorship Committee's role is simple to make members and prospective members aware of the benefits of joining and sponsoring CREW East Bay 5. MARY T. ALLEN POSITION: Successor Trustee NATURE: There is no business structure per se. I am the Successor Trustee for my sister's trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/20/2015 ADDRESS: 700 Ygnacio Valley Road, Suite 200, Walnut Creek CA 94596, United States DESCRIPTION: I am the Successor Trustee for my sister's Trust the RUTH DIANNE JOHNSEN TRUST UAD 11/25/15. My sister passed away on July 1, 2025 so I am in the process of settling her estate. 6. WILDCATS ALUMNI ASSOCIATION POSITION: Board Member NATURE: Alumni Association for Oakland High School is a 501 (c)(3) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/21/2026 ADDRESS: 165 N Maple 95336, Manteca CA 95336, United States DESCRIPTION: I am a board member. Along with other Oakland High School alumni, we discuss what's going on at the school, maintain a website, fund and maintain a memorial website and promote the school.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-11-08

Designations

Other Names

• Terry Allen
• Mary Teresa Allen
• Terry Allen