James Eugene Finkle

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-11-01
CO	RA	APPROVED	2013-11-18

TX RA
APPROVED_RES

Since 2018-11-01
CO RA
APPROVED

Since 2013-11-18

Branch Locations

Rifle, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	11/2013	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	11/2013	Present

11/2013 → Present

Cambridge Investment Research, Inc

Fairfield, IA
11/2013 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2009-01-09 → 2013-11-26

Concourse Financial Group Securities, Inc.

Rifle, CO

Colorado Springs, CO

Rifle, CO
2008-07-29 → 2008-12-31

Transamerica Financial Advisors, Llc

Rifle, CO

Clearwater, FL

Rifle, CO

Rifle, CO

Windsor, CO

Other Businesses

1) INDEPENDANT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/18/2013 3) PRECISION WEALTH ADVISORS, LLC., Rifle CO 81650, 09/2021, Associate, Using a Trade Name/dba, NIR, 160 HR/MO - 130 HR/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-30
S63	Uniform Securities Agent State Law Examination	2005-02-17

S65 Uniform Investment Adviser Law Examination

2008-06-30
S63 Uniform Securities Agent State Law Examination

2005-02-17

Other Names

Jim Finkle
James E Finkle

View on SEC IAPD