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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
PA RA APPROVED 2003-08-14
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • PA RA
    APPROVED
    Since 2003-08-14

Branch Locations

Newtown Square, PA • United States

27 E Germantown Pike, Plymouth Meeting, PA 19462-1505 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Conshohocken PA 09/2005 03/2020
Ameriprise Financial Services, Llc Plymouth Meeting PA 03/2020 Present
Other Businesses

Independent Insurance Brokering; American National Insurance Company; 04/19/2018; Fixed Annuity. Business Ownership; SKA Legacy LLC; Co-owner; Created to facilitate logistics for the financial planning practice.; 27 East Germantown Pike, , Plymouth Meeting, PA, 19462; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Robbins Gulph Holdings LLC.; Managing Director of this LLC.; real estate holding; 27 East Germantown Pike, , Plymouth Meeting, PA, 19462; Investment-Related; 10/23/2020; 10 to 19 hours per month; 1 to 9 during trading hours / HWA SKA JV, LLC; Co-owner; Manage Ameriprise Business; 27 E Germantown Pike, , Plymouth Meeting, PA, 19462; Not Investment-Related; 01/22/2025; 0 hours per month; 0 during trading hours / Robbins Collaborative Services; provide collaborative divorce role of financial neutral and expert witness services; Consulting; 410 Liseter Road, , Newtown Square, PA, 19073; Investment-Related; 04/16/2021; 10 to 19 hours per month; 1 to 9 during trading hours / Robbins Holding LLC; Managing Partner and Tax Matters Partner; LLC created to manage family vacation home in Cape Cod MA.; 410 Liseter Road, , Newtown Sq, PA, 19073; Not Investment-Related; 06/15/2006; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Collaborative Law Professionals; financial Neutral - working with the Collaborative Law Professionals of Southeastern Pa. We will only work in the Collaborative Divorce process.; Help those with difficulties in marriage.; 410 Liseter Road, , Newtown Square, PA, 19073; Investment-Related; 03/31/2021; 1 to 9 hours per month; 1 to 9 during trading hours / SKA Legacy LLC; Director; Manage advisory business; 27 E Germantown Pike, , Plymouth Meeting, PA, 19462; Investment-Related; 01/01/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-25
  • S63 Uniform Securities Agent State Law Examination
    1989-05-25
Designations
Other Names
  • Thomas S Robbins

View on SEC IAPD

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