William Theodore Karstenson

Current Employers

Employment History

• 02/1997 → Present
  Self/Karstenson Financial Services
  Palatine, IL
• 01/2010 → Present
  Ausdal Financial Partners, Inc.
  Davenport, IA

Other Businesses

1) 10/50 STOCK CLUB; MUNDELEIN, IL; SOCIAL INVESTMENT CLUB; DUES PAYING MEMBER; BEGAN 11/16/2012; APPROX 3 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS; INVESTMENT RELATED; I OFFER NO PRODUCTS OR SERVICES TO THIS ORGANIZATION. IT IS SECURITIES RELATED BECAUSE THE CLUB HOLDS A BROKERAGE AGREEMENT TO PURCHASE STOCKS IN THE NAME OF THE CLUB THROUGH CHARLES SCHWAB. I HAVE NO AUTHORITY OVER THIS BROKERAGE ACCOUNT; NO COMPENSATION. 2) KARSTENSON FINANCIAL SERVICES; INVESTMENT RELATED; PALATINE, IL; DBA; OWNER/PARTNER; ACTIVITY BEGAN IN 1993; I DEVOTE NO TIME TO THIS ACTIVITY AS IT IS A DBA FOR BUSINESS. 2) Insurance Sales; Agent; Palatine, IL since 2/2000. Approximately 1 hr hour a month devoted to this activity all during trading hours. This is not a investment related activity. Sale of group health insurance products, term life and fixed annuity products, Medicare supplement insurance and long-term care insurance products. COMPENSATION BY COMMISSION. 3) ARCHDIOCESE OF CHICAGO; NOT INVESTMENT RELATED; CHICAGO AND SURROUNDING SUBURBS, IL; PERMANENT DEACON FOR THE ARCHDIOCESE OF CHICAGO; DEACON; ACTIVITY BEGAN 07/01/2010; 25-30 HOURS PER MONTH, NONE DURING SECURITIES HOURS - DUTIES ARE LITURGICAL AND MINISTERIAL. I RECEIVE A STIPEND FOR PRESIDING AT BAPTISMS, WEDDINGS, AND FUNERALS; NO COMPENSATION RECEIVED FOR DEACONATE SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-22
• S63 Uniform Securities Agent State Law Examination
  1995-02-24

Other Names

• Bill Karstenson