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Robert Anders Herje

Aegis Capital Corp.

Plymouth, MN

New York, NY

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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-07
TX RA APPROVED_RES 2026-01-06
CA RA APPROVED 2026-01-05
MN RA APPROVED 2026-01-05
  • FL RA
    APPROVED
    Since 2026-01-07
  • TX RA
    APPROVED_RES
    Since 2026-01-06
  • CA RA
    APPROVED
    Since 2026-01-05
  • MN RA
    APPROVED
    Since 2026-01-05

Branch Locations

Plymouth, MN • United States

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northland Securities, Inc. Minneapolis MN 09/2002 11/2025
Aegis Capital Corp Plymouth MN 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-21
S63 Uniform Securities Agent State Law Examination 1986-06-23
  • S65 Uniform Investment Adviser Law Examination
    2018-04-21
  • S63 Uniform Securities Agent State Law Examination
    1986-06-23

View on SEC IAPD

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