Mark Henry Maurer

Current Employers

Andrew Garrett Inc.

230 Park Avenue 3Rd Floor West, New York, NY 10169 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2024-11-15
GA	RA	APPROVED	2024-11-04
NC	RA	APPROVED	2024-11-01
MN	RA	APPROVED	2022-10-26
AL	RA	APPROVED	2022-10-24
VA	RA	APPROVED	2021-12-25
IL	RA	APPROVED	2008-01-08
FL	RA	APPROVED	2007-10-05
SC	RA	APPROVED	2007-09-18

LA RA
APPROVED

Since 2024-11-15
GA RA
APPROVED

Since 2024-11-04
NC RA
APPROVED

Since 2024-11-01
MN RA
APPROVED

Since 2022-10-26
AL RA
APPROVED

Since 2022-10-24
VA RA
APPROVED

Since 2021-12-25
IL RA
APPROVED

Since 2008-01-08
FL RA
APPROVED

Since 2007-10-05
SC RA
APPROVED

Since 2007-09-18

Branch Locations

Anderson, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Andrew Garrett Inc.	Springfield	MO	05/2002	Present

05/2002 → Present

Andrew Garrett Inc.

Springfield, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-05-18
S63	Uniform Securities Agent State Law Examination	1986-06-05

S65 Uniform Investment Adviser Law Examination

2007-05-18
S63 Uniform Securities Agent State Law Examination

1986-06-05

View on SEC IAPD

Current Employers

Andrew Garrett Inc.

Disclosures

Employment History

Exams

Reviews