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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Hauppauge | NY | 07/2014 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 11/2017 |
| Mml Investors Services, Llc | Hauppauge | NY | 03/2017 | 11/2017 |
| The Investment Center Inc | Islandia | NY | 11/2017 | 05/2020 |
| Ic Advisory Services Inc | Islandia | NY | 11/2017 | 05/2020 |
| Guardian Life Insurane Company Of America | Rye Brook | NY | 05/2020 | 03/2021 |
| Park Avenue Securities | Rye Brook | NY | 05/2020 | 03/2021 |
| Pruco Securities, Llc. | Melville | NY | 05/2021 | 11/2024 |
| Prudential Insurance Company Of America | Melville | NY | 05/2021 | Present |
| Unemployed | Plainview | NY | 04/2021 | 05/2021 |
| Lpl Enterprise, Llc | Melville | NY | 11/2024 | Present |
1. 12/06/2024- CRUMP LIFE INS- non variable ins- yes inv related - 11/18/2024- 4 hr/mo non trading- 4 hr/mo trading 2. 08/22/2024- FINRA- FINRA arbitrator- yes inv related- 10/01/1991- 1 hr/mo non trading- 1 hr/mo trading FINRA - DISPUTE RESOLUTION POSITION: Abitrator NATURE: Government and Civic Body INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2022 ADDRESS: 200 Liberty St., New York NY 10281, United States DESCRIPTION: Industry Arbitrator
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-09 |
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