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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-04-09 |
Branch Locations
2625 Townsgate Rd. Suite #330, Westlake Village, CA 91361 • United States
Simi Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 01/2012 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 04/2015 | Present |
Outreach Alliance of Ventura County; Not Investment-Related. Address: 913 E Santa Clara St, Ventura, CA 93001 Nature: non-profit Position/Title: Chairperson of their investment committee, volunteer Start: 05/01/2021 Hours/Month: 1 Hours during Market Hours: 1 Duties: Chair quarterly meetings with their outside investment advisor and the other Committee members to manage the endowment investment portfolio/01/2021 Hours/Month: 3 Hours during Market Hours: 0 Duties: Chair quarterly meetings with their outside investment advisor and the other Committee members to manage the endowment investment portfolio
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-09-27 |
| S66 | Uniform Combined State Law Examination | 2000-05-12 |
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