Tracy Goeken Baker

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-07-03
WA	RA	APPROVED	2018-06-11

FL RA
APPROVED

Since 2018-07-03
WA RA
APPROVED

Since 2018-06-11

Branch Locations

601 Union Street, Suite 4700, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Seattle	WA	11/2014	Present

11/2014 → Present

Robert W. Baird & Co. Incorporated

Seattle, WA

Other Businesses

Name/Address: Sweat Circuit / 10245 Main St #104, Bellevue, WA 98004 Start Date: May 01, 2024 Hours Spent: 11-20 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Fitness Instructor Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-08
S63	Uniform Securities Agent State Law Examination	1989-02-24

S66 Uniform Combined State Law Examination

2018-06-08
S63 Uniform Securities Agent State Law Examination

1989-02-24

Other Names

Tracy Ann Baker
Tracy Ann Goeken
Tracy Ann Martinson
Tracy Ann Goeken
Tracy Ann Baker

View on SEC IAPD