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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-09-18 |
Branch Locations
833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States
Oconomowoc, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Waukesha | WI | 05/2009 | 04/2020 |
| Wintrust Investments, Llc | Chicago | IL | 04/2020 | 09/2024 |
| Rbc Capital Markets, Llc | Milwaukee | WI | 09/2024 | Present |
LIFESTYLE PROPERTIES, LLC located 707 W Glenview Avenue Oconomowoc, WI 53066 INV RELATED; OCONOMWOC, WI; 100% OWNERSHIP; START: 01/01/2005; HOURS: 2 PER MONTH- 0 DURING TRADING; DUTIES: RENTAL PROPERTY WTI COMPLIANCE HAS REVIEWED THE OUTSIDE EMPLOYMENT AND HAVE DETERMINED THAT ACTIVITY: 1.) DOES NOT INTERFERE WITH OR COMPROMISE EMPLOYEE'S RESPONSIBILITIES TO WTI, AND 2.) WILL NOT BE VIEWED BY THE PUBLIC AS PART OF WTI'S BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-04-03 |
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