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Damon Mark Schimming

LPl Financial LLC

Wichita, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-27
KS RA APPROVED 2020-03-26
  • TX RA
    APPROVED_RES
    Since 2020-03-27
  • KS RA
    APPROVED
    Since 2020-03-26

Branch Locations

Wichita, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Wichita KS 01/2012 03/2019
Lpl Financial Llc Wichita KS 03/2019 Present
Visionpoint Advisory Group, Llc Wichita KS 03/2019 09/2020
  • 01/2012 → 03/2019
    Oppenheimer & Co
    Wichita, KS
  • 03/2019 → Present
    Lpl Financial Llc
    Wichita, KS
  • 03/2019 → 09/2020
    Visionpoint Advisory Group, Llc
    Wichita, KS
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-30
S65 Uniform Investment Adviser Law Examination 1993-06-24
  • S63 Uniform Securities Agent State Law Examination
    2004-12-30
  • S65 Uniform Investment Adviser Law Examination
    1993-06-24

View on SEC IAPD

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