Dean Michael Fliss

Current Employers

Employment History

• 01/2013 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 01/2014 → Present
  Global View Capital Management, Llc
  Waukesha, WI

Previous Registrations

• 2010-11-10 → 2013-12-31
  The Strategic Financial Alliance, Inc.
  Waukesha, WI
  Waukesha, WI
  Atlanta, GA
• 2006-07-10 → 2010-11-02
  Investment Advisors International, Inc.
  Waukesha, WI
• 2002-07-10 → 2006-08-24
  Transamerica Financial Advisors, Llc
  Waukesha, WI
• 1999-03-24 → 2002-07-15
  Wma Investment Advisors, Inc. (Wmaia)
  Duluth, GA

Other Businesses

1)FLISS ENTERPRISES,OWNER/SOLE PROPRIETOR, 34731 BARTLETT ROAD OCONOMOWOC, WI 53066, CHECKING ACCOUNT FOR BUSINESS EXPENSES, ISSUE AND SIGN CHECKS. 2) WORLD PLANNING ENTERPRISES, N14 W23833 STONE RIDGE DRIVE, SUITE 350 WAUKESHA, WI 53188, PASS THROUGH CHECKING ACCOUNT USED FOR PAYROLL OF OFFICE STAFF. 3) RIDGE CAPITAL VENTURES. INVESTMENT-RELATED. LOCATED AT: N14W23833 STONE RIDGE DR, SUITE 350, WAUKESHA, WI 53188. NATURE: HOLDING COMPANY. POSITION: MEMBER. START: 01/2022. 3 HRS/MONTH; ALL DURING TRADING HOURS. ENTITY USED FOR HOLDING PERSONAL INVESTMENT ASSETS. 4) GLOBAL VIEW CAPITAL PARTNERS, LLC, OWNER/SOLE PROPRIETOR, PRESIDENT, N14W23833 STONE RIDGE DRIVE, SUITE 350 WAUKESHA, WI 53188 HOLDING COMPANY OF GLOBAL VIEW CAPITAL ADVISORS, GLOBAL VIEW CAPITAL MANAGEMENT & GLOBAL VIEW CAPITAL INSURANCE. 5) PKS FINANCIAL; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 12/3/13 6) GLOBAL VIEW CAPITAL MANAGEMENT, LLC. INVESTMENT-RELATED. AT REGISTERED LOCATION. RIA. OWNER / VICE PRESIDENT / IAR. START: 02/2011. 60 HR/MONTH; ALL DURING TRADING HOURS. OVERSEE DAILY OPERATIONS AND RELATIONSHIPS WITH INVESTMENT MANAGEMENT COMPANIES, ADVISORY FEES EARNED AND PAID OUT TO IARs. 7) GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC. INESTMENT-RELATED. AT REGISTERED LOCATION. INSURANCE. OWNER / PRESIDENT / INSURANCE AGENT. START: 09/2010. 50 HR/MONTH; ALL DURING TRADING HOURS. OVERSEE DAILY OPERATIONS AND MANAGE APPOINTMENTS WITH PROVIDER COMPANIES, COMMISSIONS EARNED AND PAID OUT TO GVCI INSURANCE AGENTS. 8) GLOBAL VIEW CAPITAL ADVISORS, LLC. INVESTMENT-RELATED. AT REGISTERED LOCATION. FINANCIAL SERVICES (MARKETING). INDEPENDENT CONTRACTOR AND PRESIDENT. START: 02/2011. 160 HR/MONTH; 120 HR/MONTH DURING TRADING HOURS. AGENT-MARKET, EDUCATE AND SELL INSURANCE AND ADVISORY PRODUCTS AND SERVICE CLIENT ACCOUNTS / PRESIDENT-OVERSEE DAILY OPERATIONS AND EXPENDITURES, COACH NEW GVC PEOPLE HOW TO BUILD THEIR BUSINESS. 9) Experior Financial Group, Inc.. Investment Related. Located at 300 Airborne Pkwy, Suite 208, Cheektowaga, NY 14225. Financial Services (Insurance). Insurance Agent. Start: 01/2023. 6 hr/month; 1 hr/month during trading hours. Market, educate and sell insurance life products including fixed and indexed annuities and service client accounts.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-30
• S63 Uniform Securities Agent State Law Examination
  1986-05-05