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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-12-08
  • PA RA
    APPROVED
    Since 2016-12-08

Branch Locations

One Pitcairn Place 165 Township Line Road, Suite 2300, Jenkintown, PA 19046 • United States

1525 Valley Center Pkwy Suite 160, Bethlehem, PA 18017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Bethlehem PA 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-08
S63 Uniform Securities Agent State Law Examination 1987-07-17
  • S65 Uniform Investment Adviser Law Examination
    2016-12-08
  • S63 Uniform Securities Agent State Law Examination
    1987-07-17
Other Names
  • Robert E Ternosky

View on SEC IAPD

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