Sharon Kay Mossman

Current Employers

Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-11-19

CT RA
APPROVED

Since 2018-11-19

Branch Locations

Kansas City, MO • United States

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ridgeworth Capital Management Llc	Kansas City	MO	06/2015	06/2017
Ridgeworth Distributors Llc	Kansas City	MO	06/2015	06/2017
Vp Distributors Llc	Kansas City	MO	06/2017	Present
Vp Distributors Llc	Kansas City	MO	06/2017	Present

06/2015 → 06/2017

Ridgeworth Capital Management Llc

Kansas City, MO
06/2015 → 06/2017

Ridgeworth Distributors Llc

Kansas City, MO
06/2017 → Present

Vp Distributors Llc

Kansas City, MO
06/2017 → Present

Vp Distributors Llc

Kansas City, MO

Previous Registrations

2015-08-28 → 2018-11-19

Virtus Capital Advisers, Llc

Kansas City, MO

Hartford, CT

Other Businesses

NAME: SKKSM, LLC; BUSINESS IS NOT INVESTMENT RELATED; 1408 LOOMIS WINFIELD, KS; NATURE: RENTAL HOUSE/PROPERTY; POSITION: HOMEOWNER; START DATE: 1/15/2025; 1HR/MO DEVOTED TO OTHER BUSINESS; 0HR/MO DURING SECURITIES TRADING HOURS; DUTIES: OVERSEE HOUSE MANAGER/CLEANING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-24
S63	Uniform Securities Agent State Law Examination	1989-09-08

S65 Uniform Investment Adviser Law Examination

2015-08-24
S63 Uniform Securities Agent State Law Examination

1989-09-08

Other Names

Sharon Kay Suske
Sharon Kay Mossman
Sharon Kay Suske
Sharon K Mossman
Sharon Mossman

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