Andrea Joy Nelson

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-06-01

TX RA
APPROVED

Since 2009-06-01

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Houston	TX	07/1993	Present
Morgan Stanley Smith Barney	Houston	TX	06/2009	Present

07/1993 → Present

Citigroup Global Markets Inc.

Houston, TX
06/2009 → Present

Morgan Stanley Smith Barney

Houston, TX

Previous Registrations

1993-07-31 → 2009-06-01

Citigroup Global Markets Inc.

Houston, TX

Houston, TX

Houston, TX

Other Businesses

1. *392686 - Estate; Investment related: Yes; Houston, Texas; Executor/Co-Executor; 03/2020; During business hours: 0; After business hours: 0; Check Signing/Funds Disbursements 2. *392690 - Estate; Investment related: Yes; Houston; Texas; Executor/Co-Executor; 03/2020, During business hours: 1; After business hours: 0; Estate Administration 3. *389417 - Trust; Investment related -Yes; Houston, Texas; Successor Trustee; 06/2020; During business hours: 0; After business hours: 0; Estate Administration 4. *392689 - Trust; Investment related -Yes; Houston, Texas; Trustee; 06/2020; During business hours: 0; After business hours: 0; Estate Administration *403659 - POA; Investment related: Yes; Houston, Texas; POA; POA; 06/2020; During business hours: 0; After business hours: 0;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-26
S63	Uniform Securities Agent State Law Examination	1987-05-22

S66 Uniform Combined State Law Examination

2007-11-26
S63 Uniform Securities Agent State Law Examination

1987-05-22

View on SEC IAPD