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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2011-07-29 |
Branch Locations
600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Greenwich | CT | 01/2009 | Present |
1) Shaws Acres Community Asociation / 80 Sand Beach Road Standish,Maine 04084 / Association (i.e., Trade or Industry, Sport...)/ Real Estate / Home owners Asoc / Member of Board of Directors / / Treasurer and Board Member / Start Date 8/1/2016/End Date 7/31/2018/ 43312 /1487629 start date 10/15/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-08 |
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