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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2017-10-05
FL RA APPROVED 2017-07-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2017-10-05
  • FL RA
    APPROVED
    Since 2017-07-24

Branch Locations

Aventura, FL • United States

Southampton, NY • United States

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

1010 S Federal Hwy Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Ft. Lauderdale FL 06/2009 07/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 07/2017
Raymond James & Associates Boca Raton FL 07/2017 Present
Raymond James & Associates, Inc. New York NY 10/2017 Present
  • 06/2009 → 07/2017
    Morgan Stanley Smith Barney Llc
    Ft. Lauderdale, FL
  • 01/2015 → 07/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2017 → Present
    Raymond James & Associates
    Boca Raton, FL
  • 10/2017 → Present
    New York, NY
Previous Registrations
Other Businesses

(1)Name of Business: 931-937 15TH Bradenton LLC Address: 17111 Biscayne Blvd.\nUnit PH7, North Miami beach, FL, 33160, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 03/10/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I'm just investing and that's it. Sam Negrin will be managing the property and he lives nearby the property. (2)Name of Business: Hampton House Rental Address: 17111 Biscayne Blvd Unit 409, North Miami Beach, FL, 33160, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/16/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rent my Southampton NY home when I am not using myself....at least I try to rent it!:)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-22
S63 Uniform Securities Agent State Law Examination 1987-05-12
  • S65 Uniform Investment Adviser Law Examination
    1996-07-22
  • S63 Uniform Securities Agent State Law Examination
    1987-05-12

View on SEC IAPD

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