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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-06 |
| VA | RA | APPROVED | 1987-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norfolk | VA | 11/1983 | Present |
I*3070283 Entity Type: N/A Name of OBA: S E H Address: Suffolk, Virginia, 23435 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/27/2025 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Spouse
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-16 |
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