Warren James Bausert

Current Employers

Employment History

• 05/2008 → 09/2025
  Lpl Financial, Llc
  Lake Success, NY
• 04/2018 → 12/2024
  Financial Resources Group Investment Services, Llc
  Fort Mill, SC
• 09/2025 → Present
  Vip/Benefit Bank Distributors
  Cedar Park, TX
• 09/2025 → Present
  Simplicity Investments
  Summit, NJ

Previous Registrations

• 2008-05-27 → 2025-09-24
  Lpl Financial Llc
  Levittown, NY
  Huntington, NY
  Valley Stream, NY
  Jericho, NY
  Jericho, NY
  Seaford, NY
• 2003-07-21 → 2008-05-27
  Ifmg Securities, Inc.
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Brooklyn, NY
  Medford, NY
  Brooklyn, NY
  Brooklyn, NY
  Jamaica, NY
  Brooklyn, NY
  Brooklyn, NY
  Mineola, NY
  Hicksville, NY
  Oceanside, NY
  Lake Success, NY
  Somers, NY
  Ardsley, NY
  Hastings On Hudson, NY
  Long Island City, NY
  Glen Cove, NY
  Great Neck, NY
  Huntington Station, NY
  Kings Park, NY
  Floral Park, NY
  Valley Stream, NY
  Long Island City, NY
  Flushing, NY
  Patchogue, NY
  Forest Hills, NY
  Long Island City, NY
  Flushing, NY
  Greenvale, NY
  Williston Park, NY
  Brooklyn, NY
  Massepequa, NY
  West Babylon, NY
  Whitestone, NY
  Franklin Square, NY
  East Rockaway, NY
  East Meadow, NY
  Plainview, NY
  West Heampstead, NY
  Middle Village, NY
  Kew Gardens, NY
  Jackson Heights, NY
  Levittown, NY
  Syosset, NY
  Bay Shore, NY
  Coram, NY
  Massapequa Park, NY
  Whitestone, NY
  Seaford, NY
  Rego Park, NY
  Southampton, NY
  Hauppauge, NY
  Rocky Point, NY
  Babylon, NY
  Stony Brook, NY
  East Islip, NY
  Rockville Center, NY
  Huntington, NY
  Huntington, NY
  Shirley, NY
  Westhampton, NY
  Garden City, NY
  Manhasset, NY
  Wading River, NY
  Oakdale, NY
  Valley Stream, NY
  Malverne, NY
  Brooklyn, NY
  Wantagh, NY
  Glendale, NY
  West Islip, NY
  Merrick, NY
  Farmingville, NY
  Patchogue, NY
  Port Jefferson, NY
  Ridge, NY
  Woodside, NY
  Brooklyn, NY
  Brooklyn, NY
  Lynbrook, NY
  Franklin Square, NY

Other Businesses

1.) VIP/BENEFIT BANK - 9/15/25 - 1200 Cottonwood Creek Trail, Suite 800, Cedar Park, TX 78613 - Regional Director, Build relationships with financial advisors to drive sales of insurance based solutions with their clients, Not Invt Rel, Insurance business, 170 hrs/mo; 140 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 9/24/25 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2003-06-27
• S63 Uniform Securities Agent State Law Examination
  1986-06-11

Designations