Kimberly Ann Kennedy

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-03-30
CO	RA	APPROVED	2017-03-20

TX RA
APPROVED

Since 2017-03-30
CO RA
APPROVED

Since 2017-03-20

Branch Locations

Littleton, CO • United States

4600 South Syracuse 9Th Floor, Denver, CO 80237 • United States

200 Union Blvd Ste 200, Lakewood, CO 80228 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Presidential Brokerage, Inc.	Greenwood Village	CO	07/2012	03/2017
Lpl Financial, Llc	Denver	CO	03/2017	Present
Alliant Credit Union	Denver	CO	03/2017	Present

07/2012 → 03/2017

Presidential Brokerage, Inc.

Greenwood Village, CO
03/2017 → Present

Lpl Financial, Llc

Denver, CO
03/2017 → Present

Alliant Credit Union

Denver, CO

Previous Registrations

2012-07-09 → 2017-03-21

Forta Financial Group, Inc.

Greenwood Village, CO
2007-05-21 → 2012-07-19

Valic Financial Advisors, Inc.

Lakewood, CO

Other Businesses

1. 3/20/2017 - Alliant Retirement and Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-06-30
S65	Uniform Investment Adviser Law Examination	2007-05-18

S63 Uniform Securities Agent State Law Examination

2011-06-30
S65 Uniform Investment Adviser Law Examination

2007-05-18

Other Names

Kimberly Neumann
Kimberly Scanga

View on SEC IAPD