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Perry Joseph Rose

Alliance Wealth Advisors, LLC

Scranton, PA

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Current Employers
Alliance Wealth Advisors, Llc

538 Biden Street Suite 700, Scranton, PA 18503 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-23
PA RA APPROVED 2017-06-21
  • TX RA
    APPROVED
    Since 2018-04-23
  • PA RA
    APPROVED
    Since 2017-06-21

Branch Locations

538 Biden Street Suite 700, Scranton, PA 18503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scranton PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Scranton PA 11/2016 05/2017
Alliance Wealth Advisors, Llc Scranton PA 05/2017 Present
Financial Services International Corp Edmonds WA 05/2017 03/2018
Previous Registrations
  • 2009-04-27 → 2017-06-19
    Wells Fargo Clearing Services, Llc
    Scranton, PA
  • 2007-04-02 → 2008-12-03
    Morgan Stanley & Co. Llc
    Scranton, PA
  • 2007-03-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Scranton, PA
    Scranton, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-17
S63 Uniform Securities Agent State Law Examination 1986-05-23
  • S65 Uniform Investment Adviser Law Examination
    2007-08-17
  • S63 Uniform Securities Agent State Law Examination
    1986-05-23
Designations

View on SEC IAPD

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