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David Alan Locurcio

LPl Financial LLC

Pittsford, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

1163 Pittsford-Victor Road Suite 240, Bldg. 4, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Pittsford NY 12/2000 07/2025
Neubert Financial Services Webster NY 08/2012 11/2020
Lpl Financial Llc Pittsford NY 07/2025 Present
  • 12/2000 → 07/2025
    Cadaret, Grant & Co., Inc.
    Pittsford, NY
  • 08/2012 → 11/2020
    Neubert Financial Services
    Webster, NY
  • 07/2025 → Present
    Lpl Financial Llc
    Pittsford, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Webster, NY
    Rochester, NY
    Penfield, NY
    Penfield, NY
    Pittsford, NY
Other Businesses

1 - 07/2025 - Post Resch Tallon Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 120 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-14
S63 Uniform Securities Agent State Law Examination 1986-04-17
  • S65 Uniform Investment Adviser Law Examination
    1998-12-14
  • S63 Uniform Securities Agent State Law Examination
    1986-04-17
Other Names
  • David Allan Locurcio

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
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Other Investors

Christopher M Leone
Matthew A Kilmer
Matthew M Matteson
Jason R Alexander
Angelo J Ponticello
GARY M FITCH
Jessica Royston
JACQUELINE M SINCLAIR-PARKER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
MORGAN STANLEY · Pittsford, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY

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